SEC Approves FINRA Rule Change to Amend Arbitration Submission Agreement

Resource type: Legal Update: archive

Status: Published on 09-Jan-2009

Jurisdiction: USA

An update on the SEC approval of FINRA rule change to amend the Submission Agreement and related rules of the Codes of Arbitration Procedure for Customer and Industry Disputes.
PLC Corporate & Securities


 

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  • Resource ID: 5-384-6824
  • Published: 09-Jan-2009
  • Products:  PLC US Corporate & Securities, PLC US Law Department
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