Closing Agenda: Initial Public Offerings (Non-Emerging Growth Companies)

Resource type: Standard Document

Status: Maintained

Jurisdiction: USA

This Standard Document is a form of closing agenda, also commonly known as the closing memorandum, used in completing an initial public offering. The closing agenda identifies the members of the working group, provides a summary of the events that occurred during the registration process, lists the documents that are delivered at the closing of the offering and by which party, and includes the forms of certain certificates, receipts, letters of transmittal, instructions and other documents that are to be delivered by the parties at closing. The special accommodations available for emerging growth companies (EGCs) under the Jumpstart Our Business Startups Act are not reflected in this closing agenda. This Standard Document has integrated notes with important explanations and drafting tips.

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Resource ID: 5-384-4170
Products: PLC US Corporate & Securities, PLC US Law Department
This resource is maintained, meaning that we monitor developments on a regular basis and update it as soon as possible.

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Related content

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Topics

Non-US IssuersNon-US Issuers (http://usld.p01del.practicallaw.com/5-383-5892)
Registered OfferingsRegistered Offerings (http://usld.p01del.practicallaw.com/1-383-5894)

Practice Note: Overview

Registration Process: Overview Registration Process: Overview (http://uslf.practicallaw.com/topic7-380-8736)

Standard Documents

Attorney-in-Fact's Certificate: Public Equity Offerings Attorney-in-Fact's Certificate: Public Equity Offerings (http://uslf.practicallaw.com/topic1-386-8016)
Back-up Certificate: Qualification to do Business Back-up Certificate: Qualification to do Business (http://uslf.practicallaw.com/topic8-386-6250)
Back-up Certificate: Subsidiary Qualification to do Business Back-up Certificate: Subsidiary Qualification to do Business (http://uslf.practicallaw.com/topic4-386-7954)
Certificate of a Subsidiary's Secretary: Public Equity Offerings Certificate of a Subsidiary's Secretary: Public Equity Offerings (http://uslf.practicallaw.com/topic5-386-8123)
Certificate of the Company's Secretary: Public Equity Offerings Certificate of the Company's Secretary: Public Equity Offerings (http://uslf.practicallaw.com/topic4-386-6964)
Certificate of the Transfer Agent and Registrar: Public Equity Offerings Certificate of the Transfer Agent and Registrar: Public Equity Offerings (http://uslf.practicallaw.com/topic6-386-6246)
Company Instructions to Transfer Agent: Public Equity Offerings Company Instructions to Transfer Agent: Public Equity Offerings (http://uslf.practicallaw.com/topic4-386-5667)
Company Letter of Transmittal for Stock Certificates: Public Equity Offerings Company Letter of Transmittal for Stock Certificates: Public Equity Offerings (http://uslf.practicallaw.com/topic3-386-6016)
Company's Receipt of Offering Proceeds: Public Equity Offerings Company's Receipt of Offering Proceeds: Public Equity Offerings (http://uslf.practicallaw.com/topic4-386-6233)
Custodian Instructions to Transfer Agent: Public Equity Offerings Custodian Instructions to Transfer Agent: Public Equity Offerings (http://uslf.practicallaw.com/topic1-386-5895)
Custodian's Certificate: Public Equity Offerings Custodian's Certificate: Public Equity Offerings (http://uslf.practicallaw.com/topic3-386-7997)
Custodian's Letter of Transmittal for Stock Certificates: Public Equity Offerings Custodian's Letter of Transmittal for Stock Certificates: Public Equity Offerings (http://uslf.practicallaw.com/topic2-386-6173)
Custodian's Receipt of Offering Proceeds: Public Equity Offerings Custodian's Receipt of Offering Proceeds: Public Equity Offerings (http://uslf.practicallaw.com/topic5-386-6181)
Issuer's Acceleration Request Issuer's Acceleration Request (http://uslf.practicallaw.com/topic0-386-7135)
Letter of Transmittal for Underwriters' Payment to Company: Public Equity Offerings Letter of Transmittal for Underwriters' Payment to Company: Public Equity Offerings (http://uslf.practicallaw.com/topic9-386-6240)
Letter of Transmittal for Underwriters' Payment to Custodian: Public Equity Offerings Letter of Transmittal for Underwriters' Payment to Custodian: Public Equity Offerings (http://uslf.practicallaw.com/topic5-386-6242)
Lock-up Agreement Lock-up Agreement (http://uslf.practicallaw.com/topic0-386-6174)
Notification to the Exchange: Public Equity Offerings Notification to the Exchange: Public Equity Offerings (http://uslf.practicallaw.com/topic0-386-6249)
Officer's Certificate: Public Equity Offerings Officer's Certificate: Public Equity Offerings (http://uslf.practicallaw.com/topic8-386-5806)
Representative's Receipt of Stock Certificates from Company: Public Equity Offerings Representative's Receipt of Stock Certificates from Company: Public Equity Offerings (http://uslf.practicallaw.com/topic8-386-6962)
Representative's Receipt of Stock Certificates from Custodian: Public Equity Offerings Representative's Receipt of Stock Certificates from Custodian: Public Equity Offerings (http://uslf.practicallaw.com/topic3-386-8020)
Selling Stockholder's Certificate: Public Equity Offerings Selling Stockholder's Certificate: Public Equity Offerings (http://uslf.practicallaw.com/topic7-386-6175)

Standard Clause

Board Resolutions: Initial Public Offering Board Resolutions: Initial Public Offering (http://uslf.practicallaw.com/topic9-381-8517)

Checklists

Closing Checklist: Initial Public Offering Documents Closing Checklist: Initial Public Offering Documents (http://uslf.practicallaw.com/topic6-380-8609)
Timeline and Responsibility Chart: Initial Public Offerings (Non-Emerging Growth Companies) Timeline and Responsibility Chart: Initial Public Offerings (Non-Emerging Growth Companies) (http://uslf.practicallaw.com/topic9-380-8542)

Glossary

Registrar and Transfer Agent Registrar and Transfer Agent (http://uslf.practicallaw.com/topic8-382-3741)

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