UCC Financing Statements Preparation and Filing Checklist

Resource type: Checklist

Status: Maintained

Jurisdiction: USA

A security interest in most types of personal property can be perfected by filing a UCC-1 financing statement. A UCC-1 can be amended, terminated, assigned or continued by filing a UCC-3 financing statement. This is a Checklist of issues to consider when preparing and filing UCC-1 and UCC-3 financing statements.

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Resource ID: 4-506-7074
Products: PLC US Finance, PLC US Law Department
This resource is maintained, meaning that we monitor developments on a regular basis and update it as soon as possible.

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Topics

SecuritySecurity (http://uslf.practicallaw.com/7-380-7402)

Practice Note: Overview

Security Agreement: Overview Security Agreement: Overview (http://uslf.practicallaw.com/topic0-381-0549)

Practice Notes

Proposed 2010 Amendments to UCC Article 9 Proposed 2010 Amendments to UCC Article 9 (http://uslf.practicallaw.com/topic1-503-4438)
Proposed 2010 Amendments to UCC Article 9: State-by-state Adoption Proposed 2010 Amendments to UCC Article 9: State-by-state Adoption (http://uslf.practicallaw.com/topic6-518-7184)
Security and Guaranties: Release Security and Guaranties: Release (http://uslf.practicallaw.com/topic6-381-2932)
UCC Creation, Perfection and Priority of Security Interests UCC Creation, Perfection and Priority of Security Interests (http://uslf.practicallaw.com/topic6-381-0551)
UCC: Conducting and Reviewing UCC Searches UCC: Conducting and Reviewing UCC Searches (http://uslf.practicallaw.com/topic5-506-5300)
UCC: Preparing and Filing Financing Statements UCC: Preparing and Filing Financing Statements (http://uslf.practicallaw.com/topic4-506-4787)

Standard Documents

Security Agreement Security Agreement (http://uslf.practicallaw.com/topic9-383-2165)
UCC-1 Financing Statement UCC-1 Financing Statement (http://uslf.practicallaw.com/topic7-384-6804)
UCC-3 Financing Statement UCC-3 Financing Statement (http://uslf.practicallaw.com/topic4-384-5943)

Checklist

Perfection Steps Checklist Perfection Steps Checklist (http://uslf.practicallaw.com/topic2-382-8845)

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