Perfection Steps Checklist

Resource type: Checklist

Status: Maintained

Jurisdiction: USA

Description of steps taken to perfect a security interest in collateral under the UCC. The checklist discusses typical collateral types as well as assets such as mutual fund shares, hedge fund interests, capital calls and certificates of deposit. The checklist also includes a perfection summary table.

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Resource ID: 2-382-8845
Products: PLC US Finance, PLC US Law Department
This resource is maintained, meaning that we monitor developments on a regular basis and update it as soon as possible.

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Topics

SecuritySecurity (http://us.practicallaw.com/7-380-7402)

Practice Note: Overview

Security Agreement: Overview Security Agreement: Overview (http://uslf.practicallaw.com/topic0-381-0549)
Security: Overview Security: Overview (http://uslf.practicallaw.com/topic8-381-0550)

Practice Notes

Security Interests: Investment Property Security Interests: Investment Property (http://uslf.practicallaw.com/topic8-382-3067)
Security Interests: LLC and LP Interests Security Interests: LLC and LP Interests (http://uslf.practicallaw.com/topic6-520-9317)
UCC Creation, Perfection and Priority of Security Interests UCC Creation, Perfection and Priority of Security Interests (http://uslf.practicallaw.com/topic6-381-0551)
UCC: Conducting and Reviewing UCC Searches UCC: Conducting and Reviewing UCC Searches (http://uslf.practicallaw.com/topic5-506-5300)
UCC: Maintaining Perfection Post-closing UCC: Maintaining Perfection Post-closing (http://uslf.practicallaw.com/topic1-517-3047)
UCC: Preparing and Filing Financing Statements UCC: Preparing and Filing Financing Statements (http://uslf.practicallaw.com/topic4-506-4787)

Standard Documents

Deposit Account Control Agreement Deposit Account Control Agreement (http://uslf.practicallaw.com/topic8-383-3165)
Intercompany Note Intercompany Note (http://uslf.practicallaw.com/topic1-520-1012)
LLCs/LPs: Assignment of LLC/LP Interests (Short-form) LLCs/LPs: Assignment of LLC/LP Interests (Short-form) (http://uslf.practicallaw.com/topic7-521-6949)
LLCs/LPs: Issuer Control Agreement LLCs/LPs: Issuer Control Agreement (http://uslf.practicallaw.com/topic2-521-8724)
LLCs/LPs: Issuer's Acknowledgment LLCs/LPs: Issuer's Acknowledgment (http://uslf.practicallaw.com/topic2-521-6824)
Perfection Certificate Perfection Certificate (http://uslf.practicallaw.com/topic6-382-7146)
Pledge Agreement Pledge Agreement (http://uslf.practicallaw.com/topic0-501-1550)
Securities Account Control Agreement Securities Account Control Agreement (http://uslf.practicallaw.com/topic9-383-8860)
Security Agreement Security Agreement (http://uslf.practicallaw.com/topic9-383-2165)
Security Agreement: All Assets (Short-form) Security Agreement: All Assets (Short-form) (http://uslf.practicallaw.com/topic7-505-6173)
Stock Pledge Agreement (Short-form) Stock Pledge Agreement (Short-form) (http://uslf.practicallaw.com/topic8-504-1440)

Checklists

UCC Filing Perfection Maintenance Checklist UCC Filing Perfection Maintenance Checklist (http://uslf.practicallaw.com/topic1-519-4747)
UCC Financing Statements Preparation and Filing Checklist UCC Financing Statements Preparation and Filing Checklist (http://uslf.practicallaw.com/topic4-506-7074)

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