FINRA, NASDAQ and NYSE Propose to Again Extend Circuit Breaker and Clearly Erroneous Trade Pilot Programs

Resource type: Legal Update: archive

Status: Published on 05-Apr-2011

Jurisdiction: USA

An update on the extension of the circuit breaker and clearly erroneous trade pilot programs until the earlier of August 11, 2011 or the effectiveness of a "limit up-limit down" mechanism for controlling excessive market volatility. The proposed extension is effective on filing, subject to a 30-day operative delay period that the SEC may waive.

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Resource ID: 1-505-5440
Published: 05-Apr-2011
Products: PLC US Corporate & Securities, PLC US Law Department

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Market RegulationMarket Regulation (http://us.practicallaw.com/7-383-5891)

Legal Update: archive

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