Complying with Regulation FD (Fair Disclosure)

Resource type: Practice Note

Status: Maintained

Jurisdiction: USA

This Note reviews the requirements of Regulation FD (Fair Disclosure) which a reporting company must comply with when disclosing material information. Regulation FD prohibits selective disclosure of material information to securities analysts and selected institutional investors. This Note addresses the requirements for complying with Regulation FD, SEC guidance on Regulation FD (including the use of company websites) and penalties for Regulation FD violations. In addition, it contains tips for establishing and complying with a formal Regulation FD policy.

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Resource ID: 1-383-2635
Products: PLC US Corporate & Securities, PLC US Finance, PLC US Law Department
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